SFC Licences of HO Kenneth Kent 何祖光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Carret Private Capital Limited | RO | 4 | 03 November 2016 | |
Carret Private Capital Limited | RO | 1 | 03 November 2016 | |
Carret Private Capital Limited | RO | 9 | 03 May 2016 | |
Julius Baer (Hong Kong) Limited | RO | 9 | 14 February 2011 | 14 September 2011 |
Julius Baer (Hong Kong) Limited | RO | 1 | 29 May 2007 | 31 December 2011 |
Julius Baer (Hong Kong) Limited | RO | 4 | 02 April 2007 | 31 December 2011 |
Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 | RO | 6 | 08 March 2005 | 08 August 2006 |