SFC Licences of HO Kenneth Kent 何祖光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Carret Private Capital Limited RO 4 03 November 2016
Carret Private Capital Limited RO 1 03 November 2016
Carret Private Capital Limited RO 9 03 May 2016
Julius Baer (Hong Kong) Limited RO 9 14 February 2011 14 September 2011
Julius Baer (Hong Kong) Limited RO 1 29 May 2007 31 December 2011
Julius Baer (Hong Kong) Limited RO 4 02 April 2007 31 December 2011
Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 RO 6 08 March 2005 08 August 2006