SFC Licences of CHO KA WING 曹家榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prime China Investments and Advisory Limited 華大投資和顧問有限公司 | RE | 9 | 24 September 2019 | |
| Prime China Investments and Advisory Limited 華大投資和顧問有限公司 | RE | 4 | 24 September 2019 | |
| Prime China Securities Limited 華大證券有限公司 | RO | 4 | 29 May 2019 | |
| Prime China Securities Limited 華大證券有限公司 | RO | 1 | 29 May 2019 | |
| Prime China Securities Limited 華大證券有限公司 | RE | 1 | 28 February 2019 | 29 May 2019 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 13 February 2018 | 21 February 2019 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 29 June 2017 | 01 August 2017 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 29 June 2009 | 15 November 2013 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 15 November 2013 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 17 February 2006 | 03 March 2008 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 01 April 2003 | 03 January 2006 |