SFC Licences of TSANG Ling Kay, Rodney 曾令祺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 6 24 November 2010 05 May 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 1 24 November 2010 05 May 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RO 1 24 November 2010 31 January 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 15 December 2009 24 November 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 15 December 2009 24 November 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 15 December 2009 24 November 2010
Merrill Lynch Far East Limited RE 6 20 April 2007 17 September 2009
Merrill Lynch Far East Limited RE 4 20 April 2007 17 September 2009
Merrill Lynch Far East Limited RE 1 20 April 2007 17 September 2009
Merrill Lynch (Asia Pacific) Limited RE 6 20 April 2007 17 September 2009
Merrill Lynch (Asia Pacific) Limited RE 4 20 April 2007 17 September 2009
Merrill Lynch (Asia Pacific) Limited RE 1 20 April 2007 17 September 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 6 21 July 2005 21 February 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 4 21 July 2005 21 February 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 21 July 2005 21 February 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 18 August 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 18 August 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 03 January 2005