SFC Licences of POON Pak Ho, Raymond 潘栢豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Trinity Corporate Finance Limited	RO	6	07 January 2019	04 May 2020
Trinity Financial Group Limited	RO	1	07 January 2019	16 October 2019
CCB International Capital Limited 建銀國際金融有限公司	RE	4	24 June 2014	24 October 2015
CCB International Securities Limited 建銀國際證券有限公司	RE	1	02 January 2014	12 May 2015
CCB International Capital Limited 建銀國際金融有限公司	RO	6	27 September 2012	24 October 2015
CCB International Capital Limited 建銀國際金融有限公司	RO	1	27 September 2012	24 October 2015
CCB International Capital Limited 建銀國際金融有限公司	RE	6	10 August 2009	27 September 2012
CCB International Capital Limited 建銀國際金融有限公司	RE	1	10 August 2009	27 September 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	01 April 2003	16 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	01 April 2003	16 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	01 April 2003	16 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	9	01 April 2003	23 November 2004