SFC Licences of SIA Lim, Selina 謝琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 03 September 2009 | 11 June 2012 |
| UBS Securities Asia Limited | RE | 4 | 12 July 2004 | 10 March 2007 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 30 December 2003 | 08 July 2004 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 19 May 2003 | 08 July 2004 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 01 April 2003 | 03 May 2003 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 6 | 01 April 2003 | 03 May 2003 |