SFC Licences of NG Hak Yin, Thomas 吳克賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guo Tong Capital Management Company Limited 國通資本管理有限公司	RE	4	18 January 2011	31 May 2011
Wilson Securities Limited 滙生證券有限公司	RO	4	16 August 2010	20 September 2010
Wilson Securities Limited 滙生證券有限公司	RO	1	16 August 2010	20 September 2010
Hafoo Securities Limited 哈富證券有限公司	RO	1	16 August 2010	20 September 2010
Wilson Securities Limited 滙生證券有限公司	RE	4	22 July 2010	16 August 2010
Wilson Securities Limited 滙生證券有限公司	RE	1	22 July 2010	16 August 2010
Hafoo Securities Limited 哈富證券有限公司	RE	1	22 July 2010	16 August 2010
KGI Asia Limited 凱基證券亞洲有限公司	RO	4	03 June 2008	04 July 2010
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	03 June 2008	04 July 2010
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RO	4	03 June 2008	04 July 2010
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RO	1	03 June 2008	04 July 2010
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	22 October 2007	03 June 2008
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	22 October 2007	03 June 2008
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	4	22 October 2007	03 June 2008
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	22 October 2007	03 June 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	28 August 2006	11 October 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	10 June 2004	11 October 2007