SFC Licences of LOOK Andrew 陸東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 RO 4 07 May 2018 03 July 2019
China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 RO 9 01 August 2017 03 July 2019
China-Hong Kong Link Securities Company Limited 中港通證券有限公司 RO 1 01 August 2017 03 July 2019
China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 RE 9 17 May 2017 01 August 2017
China-Hong Kong Link Securities Company Limited 中港通證券有限公司 RE 1 17 May 2017 01 August 2017
Look's Securities Limited RO 1 31 August 2016 15 April 2017
Safari Asia Limited 十八里亞洲有限公司 RO 4 21 July 2016 15 April 2017
Safari Asia Limited 十八里亞洲有限公司 RO 9 30 April 2010 15 April 2017
Safari Asia Limited 十八里亞洲有限公司 RO 4 30 April 2010 02 July 2015
Capital Focus Asset Management Limited 匯駿資產管理有限公司 RO 9 06 March 2009 31 March 2010
UBS Securities Asia Limited RO 4 05 July 2007 06 August 2008
UBS Securities Asia Limited RE 4 01 April 2003 05 July 2007
UBS Securities Asia Limited RE 9 01 April 2003 24 March 2005
UBS Securities Asia Limited RE 6 01 April 2003 24 March 2005
UBS Securities Asia Limited RE 1 01 April 2003 24 March 2005