SFC Licences of AU Wai Chi, Alex 區偉志

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 RO 9 12 June 2015
Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 RO 4 12 June 2015
Richland Capital Management Limited 富信資產管理有限公司 RO 9 25 May 2007 09 July 2013
Richland Capital Management Limited 富信資產管理有限公司 RO 4 25 May 2007 09 July 2013
Longitude Asia Limited 瑞士經緯投資有限公司 RO 9 24 May 2005 22 May 2007
Longitude Asia Limited 瑞士經緯投資有限公司 RO 4 24 May 2005 22 May 2007
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RO 9 08 September 2004 23 February 2005
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RO 4 08 September 2004 23 February 2005
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RE 5 08 September 2004 23 February 2005
HSBC Securities (Asia) Limited RE 1 01 April 2003 15 January 2004
HSBC Securities (Asia) Limited RE 9 01 April 2003 09 December 2003
HSBC Securities (Asia) Limited RE 6 01 April 2003 09 December 2003
HSBC Securities (Asia) Limited RE 4 01 April 2003 09 December 2003