SFC Licences of LI Xiaojia, Charles 李小加
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 9 | 01 April 2003 | 28 April 2003 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 01 April 2003 | 28 April 2003 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 01 April 2003 | 28 April 2003 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 01 April 2003 | 28 April 2003 |
| Merrill Lynch (Asia Pacific) Limited | RO | 7 | 01 April 2003 | 28 April 2003 |
| Merrill Lynch (Asia Pacific) Limited | RO | 9 | 01 April 2003 | 28 April 2003 |
| Merrill Lynch Far East Limited | RO | 1 | 01 April 2003 | 28 April 2003 |
| Merrill Lynch Far East Limited | RO | 4 | 01 April 2003 | 28 April 2003 |
| Merrill Lynch Far East Limited | RO | 6 | 01 April 2003 | 28 April 2003 |