SFC Licences of KEYES Terence Francois
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 26 February 2010 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 26 February 2010 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 21 September 2009 | 26 February 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 September 2009 | 26 February 2010 |
Merrill Lynch Far East Limited | RO | 6 | 24 September 2008 | 25 June 2009 |
Merrill Lynch Far East Limited | RO | 4 | 24 September 2008 | 25 June 2009 |
Merrill Lynch Far East Limited | RO | 1 | 24 September 2008 | 25 June 2009 |
Merrill Lynch (Asia Pacific) Limited | RO | 6 | 24 September 2008 | 25 June 2009 |
Merrill Lynch (Asia Pacific) Limited | RO | 4 | 24 September 2008 | 25 June 2009 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 24 September 2008 | 25 June 2009 |
Merrill Lynch Far East Limited | RE | 4 | 24 July 2008 | 24 September 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 July 2008 | 24 September 2008 |
Merrill Lynch Far East Limited | RE | 6 | 03 July 2008 | 24 September 2008 |
Merrill Lynch Far East Limited | RE | 1 | 03 July 2008 | 24 September 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 03 July 2008 | 24 September 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 July 2008 | 24 September 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 06 February 2007 | 30 June 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 06 February 2007 | 30 June 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 06 February 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 06 February 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |