SFC Licences of KEYES Terence Francois

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 6 26 February 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 26 February 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 21 September 2009 26 February 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 September 2009 26 February 2010
Merrill Lynch Far East Limited RO 6 24 September 2008 25 June 2009
Merrill Lynch Far East Limited RO 4 24 September 2008 25 June 2009
Merrill Lynch Far East Limited RO 1 24 September 2008 25 June 2009
Merrill Lynch (Asia Pacific) Limited RO 6 24 September 2008 25 June 2009
Merrill Lynch (Asia Pacific) Limited RO 4 24 September 2008 25 June 2009
Merrill Lynch (Asia Pacific) Limited RO 1 24 September 2008 25 June 2009
Merrill Lynch Far East Limited RE 4 24 July 2008 24 September 2008
Merrill Lynch (Asia Pacific) Limited RE 4 24 July 2008 24 September 2008
Merrill Lynch Far East Limited RE 6 03 July 2008 24 September 2008
Merrill Lynch Far East Limited RE 1 03 July 2008 24 September 2008
Merrill Lynch (Asia Pacific) Limited RE 6 03 July 2008 24 September 2008
Merrill Lynch (Asia Pacific) Limited RE 1 03 July 2008 24 September 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 6 06 February 2007 30 June 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 06 February 2007 30 June 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 06 February 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 06 February 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004