SFC Licences of TUNG Peter Tze-Chung 童致中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nivalis Partners Limited 利華信有限公司 | RE | 1 | 19 December 2016 | 15 June 2020 |
Nivalis Partners Limited 利華信有限公司 | RE | 9 | 18 November 2016 | 15 June 2020 |
Nivalis Partners Limited 利華信有限公司 | RE | 4 | 18 November 2016 | 15 June 2020 |
All-Stars Investment Limited | RE | 9 | 11 August 2016 | 17 November 2016 |
All-Stars Investment Limited | RE | 4 | 11 August 2016 | 17 November 2016 |
Fountainhead Partners Company Limited 弘源資本有限公司 | RO | 9 | 12 October 2015 | 15 February 2016 |
Fountainhead Partners Company Limited 弘源資本有限公司 | RO | 4 | 12 October 2015 | 15 February 2016 |
Fountainhead Partners Company Limited 弘源資本有限公司 | RO | 1 | 12 October 2015 | 15 February 2016 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 07 June 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 20 May 2010 | 07 June 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 07 June 2011 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 06 December 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 11 February 2004 |