SFC Licences of LAU On Hong 劉安康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Magic Compass Securities Limited 摩石證券有限公司	RO	9	31 January 2024
Magic Compass Securities Limited 摩石證券有限公司	RO	4	31 January 2024
Magic Compass Securities Limited 摩石證券有限公司	RO	2	31 January 2024
Magic Compass Securities Limited 摩石證券有限公司	RO	1	31 January 2024
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RO	9	02 November 2022	23 March 2023
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RO	4	02 November 2022	23 March 2023
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RO	1	02 November 2022	23 March 2023
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RE	9	10 August 2022	02 November 2022
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RE	4	10 August 2022	02 November 2022
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RE	1	10 August 2022	02 November 2022
Phoenician Securities Limited 富理基證券有限公司	RO	1	03 November 2021	28 July 2022
Phoenician Limited 富理基有限公司	RO	9	03 November 2021	28 July 2022
Phoenician Limited 富理基有限公司	RO	4	03 November 2021	28 July 2022
Phoenician Securities Limited 富理基證券有限公司	RE	1	27 October 2021	03 November 2021
Phoenician Limited 富理基有限公司	RE	9	27 October 2021	03 November 2021
Phoenician Limited 富理基有限公司	RE	4	27 October 2021	03 November 2021
Tianda Securities Limited 天大証券有限公司	RO	4	09 September 2021	17 October 2021
Tianda Asset Management Limited 天大資產管理有限公司	RO	9	02 March 2021	17 October 2021
Tianda Asset Management Limited 天大資產管理有限公司	RO	4	02 March 2021	17 October 2021
Tianda Securities Limited 天大証券有限公司	RO	1	02 March 2021	17 October 2021
Tianda Asset Management Limited 天大資產管理有限公司	RE	9	24 December 2020	02 March 2021
Tianda Asset Management Limited 天大資產管理有限公司	RE	4	24 December 2020	02 March 2021
Tianda Securities Limited 天大証券有限公司	RE	1	24 December 2020	02 March 2021
Zhongcai Asset Management Limited 中財資產管理有限公司	RO	9	16 February 2016	20 November 2020
Zhongcai Asset Management Limited 中財資產管理有限公司	RO	4	16 February 2016	20 November 2020
Zhongcai Asset Management Limited 中財資產管理有限公司	RO	1	16 February 2016	20 November 2020
Zhongcai Securities Limited 中財證券有限公司	RO	1	19 December 2014	20 November 2020
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司	RO	2	02 April 2013	31 August 2014
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RO	1	02 April 2013	31 August 2014
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司	RE	2	11 March 2013	02 April 2013
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RE	1	11 March 2013	02 April 2013
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RO	4	13 April 2012	27 February 2013
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司	RO	2	28 February 2011	27 February 2013
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RO	1	21 July 2010	27 February 2013
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司	RO	2	04 February 2009	08 July 2010
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司	RE	2	12 June 2007	04 February 2009
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RO	1	31 January 2007	08 July 2010
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RO	2	24 May 2005	01 January 2007
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RO	1	24 May 2005	01 January 2007
Sunwah Kingsway Futures Limited 新華滙富期貨有限公司	RO	2	24 May 2005	30 November 2005
Sunwah Kingsway Futures Limited 新華滙富期貨有限公司	RE	2	29 March 2005	24 May 2005
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	2	29 March 2005	24 May 2005
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	29 March 2005	24 May 2005
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	5	05 July 2004	24 March 2005
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	2	05 July 2004	24 March 2005
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	1	05 July 2004	24 March 2005
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司	RE	1	06 November 2003	04 March 2005
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	5	07 October 2003	05 July 2004
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	2	07 October 2003	05 July 2004
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	1	07 October 2003	05 July 2004