SFC Licences of DYER Ashley George
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 26 September 2019 | 04 October 2019 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 1 | 03 July 2012 | 25 June 2019 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 1 | 25 August 2006 | 30 June 2012 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 10 July 2006 | 25 August 2006 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 27 May 2003 | 30 May 2006 |