SFC Licences of LIN Peng 林芃

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Chelsea Securities Limited 昭海金融證券有限公司	RO	6	06 July 2022
Chelsea Securities Limited 昭海金融證券有限公司	RO	9	10 December 2021
Chelsea Securities Limited 昭海金融證券有限公司	RO	4	10 December 2021
Chelsea Securities Limited 昭海金融證券有限公司	RO	1	10 December 2021
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司	RO	9	30 June 2017	15 March 2020
Prime Cdex Futures Limited 乾立亨期貨有限公司	RO	2	30 June 2017	15 March 2020
Prime Cdex Securities Limited 乾立亨證券有限公司	RO	4	30 June 2017	15 March 2020
Prime Cdex Securities Limited 乾立亨證券有限公司	RO	1	30 June 2017	15 March 2020
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RO	4	07 November 2014	09 April 2017
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RO	1	03 March 2014	09 April 2017
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RO	2	03 March 2014	09 April 2017
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RO	9	29 June 2012	09 April 2017
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	10 January 2012	03 March 2014
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RE	9	19 December 2011	29 June 2012
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	02 November 2011	03 March 2014