SFC Licences of IP Kar King, Kenneth 葉家敬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 21 February 2014 04 April 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 2 16 July 2013 04 April 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 1 16 July 2013 04 April 2019
Trinity Securities Co. Limited 裕通証券有限公司 RO 1 08 August 2012 14 December 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 28 December 2009 13 April 2011
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 28 December 2009 13 April 2011
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 12 August 2008 27 September 2008
Macquarie Asia Securities Limited RE 2 13 August 2007 27 September 2008
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 01 April 2003 27 September 2008
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 6 01 April 2003 21 January 2004
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 9 01 April 2003 21 January 2004
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 4 01 April 2003 21 January 2004