SFC Licences of IP Kar King, Kenneth 葉家敬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 21 February 2014 | 04 April 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 16 July 2013 | 04 April 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 16 July 2013 | 04 April 2019 |
Trinity Securities Co. Limited 裕通証券有限公司 | RO | 1 | 08 August 2012 | 14 December 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 28 December 2009 | 13 April 2011 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 28 December 2009 | 13 April 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 12 August 2008 | 27 September 2008 |
Macquarie Asia Securities Limited | RE | 2 | 13 August 2007 | 27 September 2008 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 27 September 2008 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 21 January 2004 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 21 January 2004 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 21 January 2004 |