SFC Licences of SUM Nai Bun, Stephen 岑乃彬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cortina Capital Asset Management Limited RO 9 15 October 2021 10 January 2023
Cortina Capital Asset Management Limited RO 4 15 October 2021 10 January 2023
Space Asset Management Limited 恆宇資產管理有限公司 RO 9 29 April 2020 26 September 2021
Space Asset Management Limited 恆宇資產管理有限公司 RO 4 29 April 2020 26 September 2021
Kam Luen Securities Limited 金鑾證券有限公司 RO 9 28 June 2019 05 December 2019
Kam Luen Securities Limited 金鑾證券有限公司 RO 4 28 June 2019 05 December 2019
Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 RO 9 30 November 2017 31 July 2018
Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 RO 4 30 November 2017 31 July 2018
Avenue Family Office Limited 道信家族辦公室有限公司 RO 9 18 January 2017 31 March 2017
Avenue Family Office Limited 道信家族辦公室有限公司 RO 4 18 January 2017 31 March 2017
Avenue Asset Management Limited 道信資產管理有限公司 RO 9 27 August 2015 31 March 2017
Avenue Asset Management Limited 道信資產管理有限公司 RO 4 27 August 2015 31 March 2017
China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 RO 9 24 October 2011 21 August 2015
China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 RO 4 24 October 2011 21 August 2015
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RO 9 20 June 2008 12 July 2010
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RO 4 20 June 2008 12 July 2010
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RE 9 16 April 2008 20 June 2008
Ample Capital Limited 豐盛融資有限公司 RE 9 11 February 2008 26 March 2008