SFC Licences of CHAU Wing Yu, Lydia 周穎愉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Global Asset Management Holdings (Bahamas) Limited RE 9 12 October 2012 17 September 2019
HSBC Global Asset Management Holdings (Bahamas) Limited RE 4 12 October 2012 17 September 2019
HSBC Global Asset Management (Hong Kong) Limited RE 1 21 May 2007 17 September 2021
HSBC Global Asset Management (Hong Kong) Limited RE 4 01 April 2003 17 September 2021
HSBC Global Asset Management (Hong Kong) Limited RE 9 01 April 2003 17 September 2021
HSBC Investment Funds (Hong Kong) Limited RE 1 01 April 2003 17 September 2021
HSBC Investment Funds (Hong Kong) Limited RE 4 01 April 2003 17 September 2021
HSBC Investment Funds (Hong Kong) Limited RE 9 01 April 2003 17 September 2021
HSBC Global Asset Management (Hong Kong) Limited RE 6 01 April 2003 06 May 2004
HSBC Investment Funds (Hong Kong) Limited RE 6 01 April 2003 06 May 2004