SFC Licences of CHAU Wing Yu, Lydia 周穎愉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 9 | 12 October 2012 | 17 September 2019 |
HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 4 | 12 October 2012 | 17 September 2019 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 21 May 2007 | 17 September 2021 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 17 September 2021 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 17 September 2021 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 01 April 2003 | 17 September 2021 |
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 01 April 2003 | 17 September 2021 |
HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 01 April 2003 | 17 September 2021 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 06 May 2004 |
HSBC Investment Funds (Hong Kong) Limited | RE | 6 | 01 April 2003 | 06 May 2004 |