SFC Licences of WONG Ka Lok, Carol 黃家樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RO 4 12 August 2021
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RO 1 12 August 2021
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 4 04 October 2018 12 August 2021
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 1 04 October 2018 12 August 2021
Jupiter Asset Management (Asia Pacific) Limited 木星資產管理(亞太)有限公司 RO 4 18 November 2013 12 July 2018
Jupiter Asset Management (Asia Pacific) Limited 木星資產管理(亞太)有限公司 RO 1 18 November 2013 12 July 2018
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RO 4 27 April 2005 01 October 2013
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RO 1 27 April 2005 01 October 2013
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 4 01 April 2003 27 April 2005
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 1 01 April 2003 27 April 2005
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 5 01 April 2003 27 January 2005
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 9 01 April 2003 27 January 2005