SFC Licences of WONG Ka Lok, Carol 黃家樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | 1, 4 | 12 August 2021 | |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RE | 1, 4 | 04 October 2018 | 12 August 2021 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
RO | 1, 4 | 18 November 2013 | 12 July 2018 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 |
RO | 1, 4 | 27 April 2005 | 01 October 2013 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 |
RE | 1, 4 | 01 April 2003 | 27 April 2005 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 |
RE | 5, 9 | 01 April 2003 | 27 January 2005 |