SFC Licences of YIP Yan Tion, Samson 葉仁犉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Australia and New Zealand Banking Group Limited 澳新銀行集團有限公司 | 4 | 09 July 2020 | ||
| Australia and New Zealand Banking Group Limited 澳新銀行集團有限公司 | 1 | 09 July 2020 | ||
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 12 October 2010 | 24 December 2018 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 16 February 2004 | 12 October 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 18 November 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 18 November 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 18 November 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 18 November 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 18 November 2003 |