SFC Licences of CHAN Kwok Tat, Daryl 陳國達

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Asset Management Limited 建銀國際資產管理有限公司 RO 1 11 January 2019 30 November 2023
CCB International Securities Limited 建銀國際證券有限公司 RO 2 11 January 2019 30 November 2023
CCB International Securities Limited 建銀國際證券有限公司 RO 1 11 January 2019 30 November 2023
CCB International Capital Limited 建銀國際金融有限公司 RO 1 11 January 2019 30 November 2023
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 28 September 2018 11 January 2019
CCB International Securities Limited 建銀國際證券有限公司 RE 2 28 September 2018 11 January 2019
CCB International Securities Limited 建銀國際證券有限公司 RE 1 28 September 2018 11 January 2019
CCB International Capital Limited 建銀國際金融有限公司 RE 1 28 September 2018 11 January 2019
Natixis Asia Limited RE 2 12 September 2008 09 May 2016
Natixis Asia Limited RE 1 12 September 2008 09 May 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 31 October 2006 31 March 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 31 October 2006 31 March 2008
BOCI Securities Limited 中銀國際證券有限公司 RE 2 13 October 2005 23 March 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 05 August 2003 23 March 2006
BOCI Securities Limited 中銀國際證券有限公司 RE 1 05 August 2003 23 March 2006