SFC Licences of TANG Peter Jee Ho 鄧志豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 01 February 2010 | 17 October 2017 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 08 May 2007 | 30 April 2009 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 15 August 2005 | 01 April 2007 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 15 April 2004 | 09 July 2005 |
CVC Asia Pacific Limited | RE | 9 | 01 April 2003 | 07 May 2003 |
CVC Asia Pacific Limited | RE | 6 | 01 April 2003 | 07 May 2003 |
CVC Asia Pacific Limited | RE | 4 | 01 April 2003 | 07 May 2003 |