SFC Licences of LAM Ho Wah 林浩華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 06 September 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 1 19 May 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 6 01 April 2003 18 July 2003
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 9 01 April 2003 18 July 2003
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 01 April 2003 18 July 2003
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 April 2003 18 July 2003