SFC Licences of LAM Ho Wah 林浩華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 06 September 2004 | |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 19 May 2004 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 6 | 01 April 2003 | 18 July 2003 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 9 | 01 April 2003 | 18 July 2003 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 01 April 2003 | 18 July 2003 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 April 2003 | 18 July 2003 |