SFC Licences of CHAN Yuk Lun, Alan 陳玉倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 27 November 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 August 2010 | 27 November 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 August 2010 | 02 October 2017 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 October 2008 | 17 December 2009 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 19 May 2008 | 17 December 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 19 May 2008 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 19 May 2008 | 31 July 2009 |
| HSBC Futures (Singapore) Pte Ltd | RE | 5 | 13 August 2007 | 16 April 2008 |
| HSBC Futures (Singapore) Pte Ltd | RE | 2 | 18 July 2005 | 16 April 2008 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 18 July 2005 | 16 April 2008 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 05 December 2003 |
| HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 05 December 2003 |
| HSBC Futures (Singapore) Pte Ltd | RE | 2 | 01 April 2003 | 05 December 2003 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 04 December 2003 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 04 December 2003 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 04 December 2003 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 04 December 2003 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 04 December 2003 |
| HSBC Futures (Singapore) Pte Ltd | RE | 9 | 01 April 2003 | 29 August 2003 |
| HSBC Futures (Singapore) Pte Ltd | RE | 5 | 01 April 2003 | 29 August 2003 |