SFC Licences of FAN Wai Man, Ana 樊惠文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 9 18 June 2012 30 June 2022
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 1 18 June 2012 30 June 2022
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 9 18 June 2012 30 June 2022
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 4 18 June 2012 30 June 2022
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 1 18 June 2012 30 June 2022
RCM Asia Pacific Limited RE 9 16 August 2010 10 July 2011
RCM Asia Pacific Limited RE 4 24 June 2010 10 July 2011
RCM Asia Pacific Limited RE 1 24 June 2010 10 July 2011
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 9 12 April 2010 24 May 2010
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 4 12 April 2010 24 May 2010
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 1 12 April 2010 24 May 2010
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RE 9 28 September 2007 24 May 2010
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RE 4 28 September 2007 24 May 2010
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RE 1 28 September 2007 24 May 2010
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 25 September 2006 31 July 2007
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 25 September 2006 31 July 2007
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 25 September 2006 31 July 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 9 25 September 2006 31 July 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 4 25 September 2006 31 July 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 1 25 September 2006 31 July 2007
Hamon Asset Management Limited RE 4 04 September 2003 06 January 2005
Hamon Investment Management Limited RE 4 04 September 2003 06 January 2005