SFC Licences of CHENG Bik Hoi 鄭碧海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 4 | 20 September 2017 | 31 May 2019 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 19 July 2011 | 20 September 2017 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 4 | 17 December 2010 | 30 June 2011 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 August 2009 | 04 August 2010 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 20 November 2003 | 04 August 2010 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 24 October 2003 | 12 November 2003 |