SFC Licences of BUDIHARDJO David Soetjipto 沈振峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 03 May 2010 | 27 January 2017 |
HSBC Trinkaus Investment Management Limited | RE | 1 | 02 June 2005 | 17 April 2010 |
HSBC Trinkaus Investment Management Limited | RE | 4 | 12 June 2003 | 17 April 2010 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 6 | 01 April 2003 | 03 June 2003 |
Shun Loong Futures Limited 順隆期貨有限公司 | RE | 9 | 01 April 2003 | 03 June 2003 |
Shun Loong Futures Limited 順隆期貨有限公司 | RE | 7 | 01 April 2003 | 03 June 2003 |
Shun Loong Futures Limited 順隆期貨有限公司 | RE | 5 | 01 April 2003 | 03 June 2003 |
Shun Loong Futures Limited 順隆期貨有限公司 | RE | 2 | 01 April 2003 | 03 June 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 7 | 01 April 2003 | 03 June 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 9 | 01 April 2003 | 03 June 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 01 April 2003 | 03 June 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 4 | 01 April 2003 | 03 June 2003 |