SFC Licences of NG Poon Tak 吳潘德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 23 August 2007 | 23 December 2011 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 29 September 2005 | 23 December 2011 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 07 October 2004 | 29 November 2019 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 09 December 2003 | 11 February 2004 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 1 | 01 April 2003 | 04 December 2003 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 9 | 01 April 2003 | 03 December 2003 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 4 | 01 April 2003 | 03 December 2003 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 6 | 01 April 2003 | 03 December 2003 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 7 | 01 April 2003 | 03 December 2003 |