SFC Licences of MASON Grant Erskine Tod
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BTIG Hong Kong Limited | RO | 1 | 15 January 2009 | 02 February 2010 |
| BTIG Hong Kong Limited | RE | 1 | 13 August 2008 | 15 January 2009 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 10 April 2007 | 23 July 2008 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 31 March 2007 | 23 July 2008 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RO | 4 | 25 July 2003 | 10 April 2007 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RO | 1 | 17 July 2003 | 31 March 2007 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 14 July 2003 | 17 July 2003 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 | RO | 1 | 01 April 2003 | 18 October 2005 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 | RO | 4 | 01 April 2003 | 18 October 2005 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 | RO | 9 | 01 April 2003 | 09 July 2003 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 | RO | 6 | 01 April 2003 | 09 July 2003 |