SFC Licences of HO Kwok Wai, Rachel 何國慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 18 March 2016 13 April 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 26 March 2015 13 April 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 18 August 2014 13 April 2016
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 18 August 2014 13 April 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 2 24 October 2005 06 August 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 10 August 2005 06 August 2014
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 10 August 2005 27 January 2011
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 April 2003 09 August 2005
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 09 August 2005
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2003 09 August 2005
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 6 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 01 April 2003 05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 7 01 April 2003 02 September 2003