SFC Licences of LAU Ka Ming, Kenny 劉家明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
YF Securities Company Limited 怡發證券有限公司 RE 1 13 March 2019
YF Futures Company Limited 怡發期貨有限公司 RE 2 13 March 2019
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 06 December 2017 10 March 2019
Wing Fung Securities Limited 永豐證券有限公司 RE 1 06 December 2017 10 March 2019
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 13 December 2004 06 October 2017
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 13 December 2004 06 October 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 April 2003 11 December 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 2 01 April 2003 11 December 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 01 April 2003 03 February 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 5 01 April 2003 03 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 01 April 2003 03 February 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 9 01 April 2003 03 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 9 01 April 2003 03 February 2004