SFC Licences of LAM Hoi Fung 林海峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SPS Securities Limited 新寶城證券有限公司 | RE | 1 | 19 August 2003 | 01 October 2022 |
SPS Securities Limited 新寶城證券有限公司 | RE | 4 | 19 August 2003 | 26 August 2004 |
SPS Investment Services Limited 新寶城投資顧問有限公司 | RE | 1 | 01 April 2003 | 19 August 2003 |
SPS Research Limited 新寶城資料研究有限公司 | RE | 4 | 01 April 2003 | 19 August 2003 |
SPS Research Limited 新寶城資料研究有限公司 | RE | 6 | 01 April 2003 | 18 August 2003 |