SFC Licences of WANG Barbara Shiuan 王瑄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
I-Access Investors Limited 一通投資者有限公司 RE 2 05 May 2017 04 August 2017
I-Access Investors Limited 一通投資者有限公司 RE 1 11 November 2016 04 August 2017
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RE 4 22 August 2016 03 November 2016
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RE 1 22 August 2016 03 November 2016
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 RE 9 28 July 2015 22 July 2016
I-Access Investors Limited 一通投資者有限公司 RE 1 08 June 2015 22 July 2016
Skybound Capital (HK) Limited 時機資本有限公司 RE 9 20 June 2012 27 July 2012
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 9 24 August 2010 31 March 2011
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 1 24 August 2010 31 March 2011
APAC Capital Advisors Limited 東岸資本有限公司 RO 9 27 July 2007 31 October 2007
APAC Capital Advisors Limited 東岸資本有限公司 RE 9 20 July 2007 27 July 2007
AP Asset Management (HK) Limited RE 9 13 January 2006 27 January 2006
AP Asset Management (HK) Limited RE 4 13 January 2006 27 January 2006
AP Asset Management (HK) Limited RE 1 13 January 2006 27 January 2006
Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 RO 9 17 May 2005 31 December 2005
Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 RO 4 17 May 2005 31 December 2005
Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 RO 1 17 May 2005 31 December 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 10 September 2004 20 November 2004
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 10 September 2004 20 November 2004
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 14 May 2004 06 July 2004
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 14 May 2004 06 July 2004
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 14 May 2004 06 July 2004