SFC Licences of LI Kwok Chiu 李國超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Candescent Capital Limited 凱德晟資本有限公司
RO 1, 4 07 February 2022
Yue Xiu Securities Company Limited 越秀証券有限公司
Yue Xiu Futures Company Limited 越秀期貨有限公司
RO 2, 5 27 October 2017 31 March 2020
Yue Xiu Futures Company Limited 越秀期貨有限公司
RE 2, 5 14 April 2014 27 October 2017
Yue Xiu Securities Company Limited 越秀証券有限公司
RO 1, 4 17 February 2011 31 March 2020
Yue Xiu Securities Company Limited 越秀証券有限公司
RE 1, 4 16 February 2011 17 February 2011
ABCI Securities Company Limited 農銀國際證券有限公司
RO 4 15 November 2005 30 December 2010
ABCI Securities Company Limited 農銀國際證券有限公司
RO 1 01 April 2003 30 December 2010
ABCI Securities Company Limited 農銀國際證券有限公司
RO 7 01 April 2003 13 October 2003