SFC Licences of LI Kwok Chiu 李國超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Candescent Capital Limited 凱德晟資本有限公司 |
RO | 1, 4 | 07 February 2022 | |
| Yue Xiu Securities Company Limited 越秀証券有限公司 Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | 2, 5 | 27 October 2017 | 31 March 2020 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RE | 2, 5 | 14 April 2014 | 27 October 2017 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | 1, 4 | 17 February 2011 | 31 March 2020 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RE | 1, 4 | 16 February 2011 | 17 February 2011 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | 4 | 15 November 2005 | 30 December 2010 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | 1 | 01 April 2003 | 30 December 2010 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | 7 | 01 April 2003 | 13 October 2003 |