SFC Licences of LAU Pak Wai 劉伯偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JPMorgan Chase Bank, National Association | 6 | 10 June 2016 | ||
| JPMorgan Chase Bank, National Association | 4 | 10 June 2016 | ||
| JPMorgan Chase Bank, National Association | 1 | 10 June 2016 | ||
| J.P. Morgan Securities (Far East) Limited | RO | 6 | 01 March 2012 | |
| J.P. Morgan Securities (Far East) Limited | RO | 4 | 01 March 2012 | |
| J.P. Morgan Securities (Far East) Limited | RO | 1 | 01 March 2012 | |
| J.P. Morgan Securities (Asia Pacific) Limited | 1 | 29 March 2011 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 6 | 25 July 2007 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 4 | 25 July 2007 |