SFC Licences of HUI Ho Ming 許浩明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 20 March 2006 | 28 November 2019 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 20 March 2006 | 28 November 2019 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 01 April 2003 | 27 July 2005 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 27 July 2005 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 18 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 5 | 01 April 2003 | 18 March 2004 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |