SFC Licences of CHAN Yan Shuen, Grace 陳恩璇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 26 August 2013 | 06 November 2014 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 26 August 2013 | 06 November 2014 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 26 August 2013 | 06 November 2014 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 26 August 2013 | 06 November 2014 |
| CES International Commodities (HK) Limited | RE | 2 | 25 September 2008 | 18 June 2012 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 25 September 2008 | 18 June 2012 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 25 September 2008 | 18 June 2012 |