SFC Licences of ASHWORTH Thomas William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Brooke Capital Limited | RO | 9 | 30 September 2011 | 07 May 2014 |
Brooke Capital Limited | RO | 4 | 30 September 2011 | 02 April 2012 |
Adept Capital Partners Advisers Limited | RO | 9 | 28 February 2007 | 31 December 2010 |
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RO | 2 | 29 July 2003 | 06 July 2006 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 1 | 29 July 2003 | 06 July 2006 |