SFC Licences of WONG Wai Chiu, Steven 王偉超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	4	29 December 2008
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	2	08 October 2007
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司	RE	2	16 February 2006	01 November 2007
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	16 February 2006
Morgan Stanley Hong Kong Securities Limited	RE	1	18 October 2005	17 December 2005
Morgan Stanley Hong Kong Futures Limited	RE	7	17 October 2005	17 December 2005
Morgan Stanley Hong Kong Futures Limited	RE	2	17 October 2005	17 December 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	17 October 2005	17 December 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	17 October 2005	17 December 2005
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司	RE	2	03 January 2005	14 October 2005
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	03 January 2005	14 October 2005
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RO	1	17 August 2004	20 December 2004
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	2	06 August 2004	20 December 2004
JS Securities Limited 晉商證券有限公司	RE	1	25 May 2004	20 December 2004
Sunwah Kingsway Futures Limited 新華滙富期貨有限公司	RE	2	23 March 2004	20 December 2004
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	23 March 2004	17 August 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	14 November 2003	21 February 2004
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	14 November 2003	21 February 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	14 November 2003	21 February 2004