SFC Licences of YEE Kam Lung 余錦龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Promising Securities Company Limited 昌盛證券有限公司 | RO | 1 | 21 July 2021 | |
Promising Securities Company Limited 昌盛證券有限公司 | RE | 1 | 06 November 2018 | 21 July 2021 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 06 August 2015 | 31 October 2018 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 03 May 2012 | 18 May 2015 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 03 May 2012 | 18 May 2015 |