SFC Licences of KABBABE Karim
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
De Riva Asia Limited | RE | 2 | 29 October 2010 | 10 July 2013 |
De Riva Asia Limited | RE | 1 | 29 October 2010 | 10 July 2013 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 13 June 2006 | 26 October 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 June 2006 | 26 October 2010 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 13 June 2006 | 26 October 2010 |