SFC Licences of NG Ka Yiu, Desmond 吳家耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Allianz Global Investors Asia Pacific Limited RO 9 04 January 2016
Allianz Global Investors Asia Pacific Limited RO 4 01 June 2015
Allianz Global Investors Asia Pacific Limited RO 1 01 June 2015
Allianz Global Investors Hong Kong Limited RO 1 27 January 2015 31 May 2015
RCM Asia Pacific Limited RO 1 27 January 2015 31 May 2015
Allianz Global Investors Hong Kong Limited RO 4 27 January 2015 31 May 2015
RCM Asia Pacific Limited RO 4 27 January 2015 31 May 2015
Allianz Global Investors Hong Kong Limited RE 1 29 October 2014 27 January 2015
RCM Asia Pacific Limited RE 1 29 October 2014 27 January 2015
Allianz Global Investors Hong Kong Limited RE 4 29 October 2014 27 January 2015
RCM Asia Pacific Limited RE 4 29 October 2014 27 January 2015
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 4 29 August 2007 08 August 2014
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 1 29 August 2007 08 August 2014
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RO 1 29 August 2007 08 August 2014
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 11 September 2006 29 August 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 11 September 2006 29 August 2007
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 11 September 2006 29 August 2007
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RO 9 31 January 2005 18 August 2006
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RO 4 31 January 2005 18 August 2006
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RO 1 31 January 2005 18 August 2006
JPMorgan Asset Management (Asia Pacific) Limited RE 9 06 January 2005 18 August 2006
JPMorgan Asset Management (Asia Pacific) Limited RE 4 06 January 2005 18 August 2006
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 01 April 2003 31 January 2005
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 4 01 April 2003 15 January 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 6 01 April 2003 15 January 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 9 01 April 2003 15 January 2004