SFC Licences of NG Ka Yiu, Desmond 吳家耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Allianz Global Investors Asia Pacific Limited	RO	9	04 January 2016
Allianz Global Investors Asia Pacific Limited	RO	4	01 June 2015
Allianz Global Investors Asia Pacific Limited	RO	1	01 June 2015
Allianz Global Investors Hong Kong Limited	RO	1	27 January 2015	31 May 2015
RCM Asia Pacific Limited	RO	1	27 January 2015	31 May 2015
Allianz Global Investors Hong Kong Limited	RO	4	27 January 2015	31 May 2015
RCM Asia Pacific Limited	RO	4	27 January 2015	31 May 2015
Allianz Global Investors Hong Kong Limited	RE	1	29 October 2014	27 January 2015
RCM Asia Pacific Limited	RE	1	29 October 2014	27 January 2015
Allianz Global Investors Hong Kong Limited	RE	4	29 October 2014	27 January 2015
RCM Asia Pacific Limited	RE	4	29 October 2014	27 January 2015
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RO	4	29 August 2007	08 August 2014
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RO	1	29 August 2007	08 August 2014
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司	RO	1	29 August 2007	08 August 2014
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RE	4	11 September 2006	29 August 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RE	1	11 September 2006	29 August 2007
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司	RE	1	11 September 2006	29 August 2007
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RO	9	31 January 2005	18 August 2006
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RO	4	31 January 2005	18 August 2006
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RO	1	31 January 2005	18 August 2006
JPMorgan Asset Management (Asia Pacific) Limited	RE	9	06 January 2005	18 August 2006
JPMorgan Asset Management (Asia Pacific) Limited	RE	4	06 January 2005	18 August 2006
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	1	01 April 2003	31 January 2005
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	4	01 April 2003	15 January 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	6	01 April 2003	15 January 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	9	01 April 2003	15 January 2004