SFC Licences of LAM Wai Kit 林惠傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FT Securities Limited 富通證券有限公司 RO 4 21 May 2012 08 December 2018
FT Securities Limited 富通證券有限公司 RO 1 21 May 2012 08 December 2018
KCG Fund Management Limited 寶通基金管理有限公司 RO 4 03 September 2009 01 May 2012
KCG Fund Management Limited 寶通基金管理有限公司 RE 9 03 September 2009 01 May 2012
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 4 13 May 2009 01 May 2012
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 1 29 October 2008 01 May 2012
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 1 01 April 2003 29 October 2008
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 9 01 April 2003 02 March 2004
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 4 01 April 2003 02 March 2004
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 6 01 April 2003 02 March 2004