SFC Licences of LAM Wai Kit 林惠傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FT Securities Limited 富通證券有限公司 | RO | 4 | 21 May 2012 | 08 December 2018 |
FT Securities Limited 富通證券有限公司 | RO | 1 | 21 May 2012 | 08 December 2018 |
KCG Fund Management Limited 寶通基金管理有限公司 | RO | 4 | 03 September 2009 | 01 May 2012 |
KCG Fund Management Limited 寶通基金管理有限公司 | RE | 9 | 03 September 2009 | 01 May 2012 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RO | 4 | 13 May 2009 | 01 May 2012 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RO | 1 | 29 October 2008 | 01 May 2012 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 1 | 01 April 2003 | 29 October 2008 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 9 | 01 April 2003 | 02 March 2004 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 4 | 01 April 2003 | 02 March 2004 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 6 | 01 April 2003 | 02 March 2004 |