SFC Licences of SUN Wing Man, Doris 辛頴敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Uni-Century International Securities Limited 元盛國際證券有限公司 RO 1 03 October 2018 15 March 2019
China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 RE 9 28 April 2016 27 March 2017
China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 RE 4 28 April 2016 27 March 2017
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 2 08 October 2015 26 February 2016
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 4 22 June 2015 26 February 2016
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 22 June 2015 26 February 2016
iBest Consultants Limited RE 4 24 March 2014 15 June 2015
iBest Consultants Limited RE 1 24 March 2014 15 June 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 24 March 2014 15 June 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 24 March 2014 15 June 2015
First Fidelity Capital (International) Limited RE 4 15 June 2009 09 October 2009
FT Securities Limited 富通證券有限公司 RE 5 13 September 2006 02 March 2009
FT Securities Limited 富通證券有限公司 RE 2 13 September 2006 02 March 2009
FT Securities Limited 富通證券有限公司 RE 1 13 September 2006 02 March 2009