SFC Licences of LEE Wai Shing 李偉成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 23 May 2008 14 May 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 23 May 2008 14 May 2016
Emperor Futures Limited 英皇期貨有限公司 RE 2 12 October 2007 02 May 2008
Emperor Securities Limited 英皇證券有限公司 RE 1 31 May 2004 02 May 2008
Emperor Futures Limited 英皇期貨有限公司 RO 2 31 October 2003 12 October 2007
Emperor Securities Limited 英皇證券有限公司 RO 1 31 October 2003 30 April 2004
Emperor Futures Limited 英皇期貨有限公司 RE 2 01 April 2003 31 October 2003
Emperor Securities Limited 英皇證券有限公司 RE 1 01 April 2003 31 October 2003
Emperor Futures Limited 英皇期貨有限公司 RE 5 01 April 2003 01 September 2003
Emperor Futures Limited 英皇期貨有限公司 RE 9 01 April 2003 01 September 2003
Emperor Securities Limited 英皇證券有限公司 RE 4 01 April 2003 01 September 2003
Emperor Securities Limited 英皇證券有限公司 RE 6 01 April 2003 01 September 2003
Emperor Securities Limited 英皇證券有限公司 RE 7 01 April 2003 01 September 2003
Emperor Securities Limited 英皇證券有限公司 RE 9 01 April 2003 01 September 2003