SFC Licences of LEE Wai Shing 李偉成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 23 May 2008 | 14 May 2016 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 23 May 2008 | 14 May 2016 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 12 October 2007 | 02 May 2008 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 31 May 2004 | 02 May 2008 |
Emperor Futures Limited 英皇期貨有限公司 | RO | 2 | 31 October 2003 | 12 October 2007 |
Emperor Securities Limited 英皇證券有限公司 | RO | 1 | 31 October 2003 | 30 April 2004 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 01 April 2003 | 31 October 2003 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 April 2003 | 31 October 2003 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 5 | 01 April 2003 | 01 September 2003 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 9 | 01 April 2003 | 01 September 2003 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 01 April 2003 | 01 September 2003 |
Emperor Securities Limited 英皇證券有限公司 | RE | 6 | 01 April 2003 | 01 September 2003 |
Emperor Securities Limited 英皇證券有限公司 | RE | 7 | 01 April 2003 | 01 September 2003 |
Emperor Securities Limited 英皇證券有限公司 | RE | 9 | 01 April 2003 | 01 September 2003 |