SFC Licences of TSE Win Yee, Annie 謝永怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Doo Financial HK Limited 都會金融香港有限公司	RO	1	14 February 2024
Doo Financial HK Limited 都會金融香港有限公司	RO	9	15 June 2023
Doo Financial HK Limited 都會金融香港有限公司	RO	4	15 June 2023
Doo Financial HK Limited 都會金融香港有限公司	RE	9	02 May 2023	15 June 2023
Doo Financial HK Limited 都會金融香港有限公司	RE	4	02 May 2023	15 June 2023
Pando Finance Limited 潘渡有限公司	RO	9	10 May 2022	23 April 2023
Pando Finance Limited 潘渡有限公司	RO	4	10 May 2022	23 April 2023
Pando Finance Limited 潘渡有限公司	RO	1	10 May 2022	23 April 2023
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	9	19 August 2020	01 July 2021
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	4	19 August 2020	01 July 2021
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	1	19 August 2020	01 July 2021
Amital Asset Management Limited 安博資產管理有限公司	RO	9	03 April 2020	14 August 2020
Amital Asset Management Limited 安博資產管理有限公司	RO	4	03 April 2020	14 August 2020
Amital Asset Management Limited 安博資產管理有限公司	RE	9	28 February 2020	03 April 2020
Amital Asset Management Limited 安博資產管理有限公司	RE	4	28 February 2020	03 April 2020
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	1	05 June 2018	17 January 2020
China Tian Yuan Commodities and Futures Limited 中國天元商品及期貨有限公司	RE	2	05 June 2018	17 January 2020
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RE	1	27 June 2017	05 June 2018
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	9	17 May 2017	17 January 2020
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	4	17 May 2017	17 January 2020
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RE	9	31 March 2017	17 May 2017
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RE	4	31 March 2017	17 May 2017
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司	RO	1	29 August 2013	11 February 2017
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司	RO	9	07 May 2012	11 February 2017
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司	RO	4	07 May 2012	11 February 2017
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司	RE	9	03 October 2008	07 May 2012
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司	RE	4	03 October 2008	07 May 2012
T & F Equities Limited	RO	1	18 July 2006	13 September 2008
T & F Equities Limited	RE	1	01 April 2006	18 July 2006
T & F Research Limited	RE	4	09 December 2003	31 March 2006
Regent Financial Services Limited 勵晶財務顧問有限公司	RE	9	01 April 2003	17 September 2003
Regent Financial Services Limited 勵晶財務顧問有限公司	RE	6	01 April 2003	17 September 2003
Regent Financial Services Limited 勵晶財務顧問有限公司	RE	4	01 April 2003	17 September 2003
Regent Financial Services Limited 勵晶財務顧問有限公司	RE	5	01 April 2003	17 September 2003