SFC Licences of SUN Steven John 孫常勝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 15 November 2013 | 31 December 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 20 February 2009 | 15 July 2011 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 February 2009 | 15 July 2011 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 25 June 2003 |