SFC Licences of WAINWRIGHT Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 22 September 2014 | 15 June 2018 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 05 May 2011 | 14 March 2013 |