SFC Licences of HEYES Richard Charles

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 2 13 March 2019 01 July 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 7 15 October 2013 01 July 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 4 15 October 2013 01 July 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 1 15 October 2013 01 July 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 03 June 2013 22 May 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 30 March 2012 15 October 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 30 March 2012 15 October 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 30 March 2012 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 30 March 2012 31 August 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 23 January 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 23 January 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004