SFC Licences of WONG Ka Lap 黃嘉立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 20 June 2013 | 06 December 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 12 December 2011 | 06 December 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 12 December 2011 | 06 December 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 12 December 2011 | 06 December 2013 |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 9 | 01 April 2003 | 28 September 2005 |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 1 | 01 April 2003 | 28 September 2005 |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 5 | 01 April 2003 | 28 September 2005 |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 4 | 01 April 2003 | 28 September 2005 |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 6 | 01 April 2003 | 02 September 2004 |