SFC Licences of WONG Ka Lap 黃嘉立

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 20 June 2013 06 December 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 12 December 2011 06 December 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 12 December 2011 06 December 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 12 December 2011 06 December 2013
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 9 01 April 2003 28 September 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 1 01 April 2003 28 September 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 5 01 April 2003 28 September 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 01 April 2003 28 September 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 6 01 April 2003 02 September 2004