SFC Licences of HO Edmund 何艾文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 6 | 13 July 2015 | ||
| Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 4 | 13 July 2015 | ||
| Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 1 | 13 July 2015 | ||
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | 1 | 25 November 2004 | 21 November 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 6 | 25 November 2004 | 21 November 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 1 | 25 November 2004 | 21 November 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 16 June 2004 | 25 November 2004 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 16 June 2004 | 25 November 2004 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 June 2004 | 25 November 2004 |
| J.P. Morgan Securities (Far East) Limited | RO | 6 | 01 April 2003 | 26 November 2003 |
| J.P. Morgan Securities (Far East) Limited | RO | 4 | 01 April 2003 | 26 November 2003 |